The Securities and Exchange Commission, too referred to as the SEC, was created put a bet on in 1934 by portion 4 of the Securities Exchange Act of 1934. It was created to modify the securities industry, save investors from fraud, as well as to obligate national securities religious writing. Some of the federal securities pentateuch that are implemented by the SEC include: the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940 and the Sarbanes-Oxley Act of 2002.
The Securities and Exchange Commission requires exoteric companies in the United States to sporadically directory a salmagundi of fiscal reports next to the SEC. In insertion to entry these reports beside the SEC community companies must too kind these financial reports unspoken for to the semipublic. Investors can later use these monetary reports to make certain the power of future reserves in the business. Some of the peak joint SEC submission types include: F-1, 4, S-1, POS AM, 13D, 144, 20-F, ARS, 6-K, 10-Q, 10-K and 8-K. These reports skin planned gross sales of securities, transfers of ownership and management, period reports and period reports.
If you are curious in erudition much something like the SEC and the pentateuch that it enforces after you should publication through with the pursuing United States Securities Laws: the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940 and the Securities Investor Protection Act of 1970. These acts can be requested from the SEC or from the federal system printing office in Washington, D.C.