(International Studies in Sociology of Education, Vol. 9, No. 1, 1999)
EVA GAMARNIKOW & ANTHONY G. GREEN Institute of Education, University of London, United Kingdom
Their conceptual analysis presents an attempt to designate an emerging orthodoxy in the contemporary interpretation of social capital theory which, they argue, tends to overlook important elements of the originating formulations in Bourdieu.
New Labour ideology constructs the state as partner, enabler and provider of frameworks for opportunities for improved outcomes by regenerating social capital.
The journey from sociology to social capital does, however, indicate a key shift in discursive causal trajectories. Sociological explanations tend to incorporate, to varying degrees, the articulation of economic considerations with social structures and relations. By contrast, contemporary social capital theories tend to view society as pre-existing economy and being causally implicated in its production. This sidelining of economic, material and structural effects or determinations opens the space for policy interventions in the realm of the social and cultural, so critical for Third Way politics。
Developing his work (Bourdieu, 1977; Bourdieu & Passeron, 1977) on the relationships between education and cultural and economic capital, Bourdieu (1986, p. 248) argued that social capital ‘is the aggregate of the actual or potential resources which are linked to possession of a durable network of more or less institutionalised relationships of mutual acquaintance and recognition’. Unlike cultural and economic capitals which are distributed unequally, social capital is ubiquitous, but subject to hierarchical valorisations of particular social capitals manifested in class-specific forms of sociability and networks. The universality of sociability and networks obscures their intrinsic differential performativity: lower class networks are as plentiful and varied as middle class ones, but less productive of socially and economically successful outcomes (Portes, 1998).[1] Current orthodoxies of social capital literature, in line with Third Way thinking, abstract society from economy and assume a universal and undifferentiated form for social capital, potentially available to all. The effect is to link outcomes to presence or absence of social capital, rather than to the unequal productiveness of different social capitals.
The concept of social capital, as it is currently being deployed, is most commonly associated with three sources: Coleman’s (1988, 1990) rational action theory and sociology of education, Putnam et als (1993) work on Italian politics, and Fukuyama’s (1995) comparative study of national capitalisms. In spite of their different emphases what all three perspectives share is the links they postulate between successful social outcomes in education, employment, family relationships, health and so on and the presence of social capital. Thus all three locate social capital in a pre-economic civil society. (p.7)
①Coleman identified three aspects of social relations which constitute key sources of social capital: obligations, expectations and trustworthiness of structures; networks and information channels; and norms and effective sanctions. The most important of these are trust, shared norms and effective sanctions
②Putnam et al (1993, p. 167) define social capital as ‘features of social organisation such as trust, norms and networks that can improve the efficiency of society by facilitating coordinated actions’.
In this perspective social capital is developed in two ways. The first is similar to Coleman’s, namely through use: engagement in civic networks fosters trust and trust increases the likelihood and success of collective action. The second is at the institutional level where institutions are orientated towards producing collective goods which result in improved outcomes and greater trust.
③Fukuyama’s (1995) contribution to social capital theory focuses specifically on the secondariness of economic structures. Fukuyama’s main argument is that markets are not operated by the proverbial disembodied invisible hand, but by individual actors for whom market relations are forms of sociability.
To sum up, trust is the constitutive element of non-Bourdieuean social capital. The key social locations for its development are in the interconnected social institutions of families, particularly in parent-child and family-school relations; communities with strong norms, values and sanctions; generalised cultural norms of reliability, reciprocity and accountability; dense social networks; and civic engagement (Hall, 1997). Their connectedness may take the form of benign spirals of reinforcement of social capital resources or of vicious circles of deteriorating stocks of social capital and accompanying social disintegration. Current policy formulations tend to overlook these alternative possibilities and assume that social capital is unproblematically beneficial (Portes, 1998).
There are a number of important tensions at the heart of the notion of building social capital through state social policy. In the first instance, social capital is a feature of civil society, and in liberal democratic conceptions civil society and the state are mutually exclusive social arenas.
Secondly, because social capital is a feature of an autonomous civil society, it is difficult for sections of society lacking social capital to build it, since its development is linked to its autonomous, self-sustaining use.
The Education Action Zone (EAZ) policy addresses social and economic deprivation in relation to educational underachievement It was briefly outlined in the government’s first policy document on education, Excellence in Schools (Secretary of State for Education, 1997, pp. 39-40)(p.12)
EAZs have proved to be far more controversial than the Health Action Zones in that the much-vaunted flexibility includes radical changes in the structure and organisation of schools and the employment conditions of teachers: opting out of national agreements on teachers’ pay and conditions in order to provide incentives to attract ‘super teachers’ and ‘super heads’; experimentation with extending the school day and year, including before and after-school, Saturday and holiday provision; opting out of parts of the National Curriculum in order to focus on, for example ‘additional opportunities for work-related learning and community work or ... literacy and numeracy’ (DfEE, 1997, p. 8);
Families are a key element in social capital. Intra-family social capital is the source of children’s educational achievement, while community social capital can be formed around relationships between schools and families. Establishing family literacy and early excellence centres and developing parenting skills classes provide clear examples of building within-family social capital (Coleman, 1988), but in the context of positioning families as deficient and dysfunctional in relation to education. The various proposals and strategies thus include reforming and reshaping families and communities to make them more educogenic, at the level of transmitting both skills and values.
There is little recognition in the EAZ bids, as in the social capital literature generally (Morrow, 1998), of the value of working class family life. (p.14)
What is also relevant, however, is the extent to which these descriptions operate within a social exclusion discourse which tends to regard the effects of poverty, unemployment, racism and other forms of social inequality as attributes of individuals, families and neighbourhoods with little specific consideration of the economic contexts.
We argued that there is a social capital continuum: at the progressive end there is concern with citizenship, empowerment, pluralism and democratisation, whereas at the social and cultural conservative end social capital is located in traditional family structures, family-education relationships and a collective moral order of traditional values, duties and responsibilities. These have more to do with the familiar policy objective of remediating the consequences of social disintegration in the interests of social control (Levitas, 1998), than in tackling the issues of social justice and democracy associated with the problems of social exclusion.
Centrally, a fundamental criticism of social capital theory, as currently incorporated in Third Way thinking, is that it ignores systemic social inequalities. There seems to be a marked reluctance in Third Way Britain to talk about systemic inequality, or, indeed, social class as a key mediating variable. Educational underachievement, poverty and social exclusion are explained in terms of family, community and values deficits. This discourse obscures the links between social class relations and educational structures and processes, conceptualised by Bourdieu over 20 years ago, as systemic patterns of economic inequality articulated with social, cultural and symbolic power. In the context of economic polarisation this is a source of deep concern.
However, these tensions are glossed over by accepting that a lack of social capital in families causes educational failure, hence interventions have to be aimed at families, cultures and communities. This Third Way discourse is returning to a deficit approach to educational underachievement (Halsey, 1972, 1977; Bernstein, 1973; Silver, 1973; Power & Whitty, 1999) that will do little to generate social trust and may contribute to deepening demoralisation. As such, this represents a potentially repressive agenda which is unlikely to disturb the status quo, let alone build a civil society of effective, ever-expanding partnerships and equalising of social and economic opportunities.(p.19)

