Securities Regulation (Gilbert Law Summaries)
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Securities Regulation (Gilbert Law Summaries)
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Amazon Business : For business-only pricing, quantity discounts and FREE Shipping. Register a free business account Series: Gilbert Law Summaries Paperback: 686 pages Publisher: Thomson West; 7th edition (October 9, 2007) Language: English ISBN-10: 0314181113 ISBN-13: 978-0314181114 Product Dimensions: 9 x 1.2 x 11 inches
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Book Description
This product contains an outline on securities regulation. Topics covered include the Securities and Exchange Commission (SEC), jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interests covered, registration statements, exemptions from registration requirements, and liabilities). It also discusses the Securities Exchange Act of 1934 (including rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on insider transactions, and SEC enforcement actions), regulation of the securities markets, multinational transactions, and the state regulation of securities transactions.
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